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Derivatives Dealer >> Executives / Personnel

  Type Title Section See Document Status Notified Date Effective Date
1. Notification of Capital Market Supervisory Board  Tor Lor Thor. 8/2557 Rules on Personnel in the Capital Market Business (Codefied)   03/06/2014 01/07/2014
Notification of Capital Market Supervisory Board  TorLorThor. 8/2557 Rules on Personnel in the Capital Market Business 03/06/2014 01/07/2014
  Notification of the Office of the Securities and Exchange Commission   SorLorThor. 8/2557 The Approval of Personnel in the Capital Market Business (Synopsis) 03/06/2014 01/07/2014
  Circular   SEC.ID (C) 15/2562 Guidelines Regarding Roles and Expectations of Directors of Securities Companies and Derivatives Business Operators 31/07/2019